What Is Plato's Allegory of the Cave Really About? The Athenian Who Built the First Academy

What Is Plato's Allegory of the Cave Really About? The Athenian Who Built the First Academy

Plato's cave is a story about education: prisoners who mistake shadows for reality. Who Plato was, why he wrote dialogues, and what the cave still teaches.

Plato's Allegory of the Cave is a story about education. In Book VII of the Republic, Socrates describes prisoners chained since childhood who see only shadows on a wall and take them for reality; one prisoner is freed, painfully climbs into the sunlight, and finally sees the world as it is. The dialogue itself says the image compares the effect of education, and the lack of it, on our nature. The shadows stand for everyday perception; the world outside stands for the Forms, the deeper reality that Plato believed only reason can grasp.

To understand why Plato told this story, it helps to know who he was: an Athenian aristocrat who expected a career in politics, watched his city execute his teacher, and decided instead to build a school.

An aristocrat in a city at war

Plato was born in Athens between 428 and 423 BC and died there in 348 or 347 BC, at about eighty. His family was wealthy and well connected. His mother, Perictione, was descended from the lawmaker Solon, and his brothers Glaucon and Adeimantus later became characters in the Republic.

The connections were not all flattering. Two of his relatives, Critias and Charmides, were among the Thirty Tyrants, the oligarchy that seized Athens after its defeat by Sparta. According to a later writer, Diogenes Laertius, "Plato" was a nickname referring to his robust build and his real name was Aristocles, but many modern scholars consider that story unreliable.

He received the usual education of a young gentleman, in gymnastics and music. Tradition also says he wrote poetry and burned his poems when he turned to philosophy, though that is a story rather than a documented fact.

The teacher who changed his plans

As a young man Plato met Socrates and joined his inner circle. According to the Seventh Letter, a text whose authenticity is disputed, Plato had imagined a career in public life. He was invited to join the Thirty, declined, and grew disgusted by their crimes, including their attempt to involve Socrates in the illegal arrest of Leon of Salamis.

When the restored democracy prosecuted Socrates in 399 BC, Plato's political hopes collapsed. The man who had refused to cooperate with tyrants was executed by the democrats who replaced them. It is hard to read the cave story, with its freed prisoner who returns to help the others and is threatened with death, without thinking of Socrates.

Years of travel

After Socrates' death Plato spent time away from Athens. Around 396 BC he studied in Megara with Euclid of Megara, and later travelled to southern Italy to learn from Archytas and other Pythagoreans, a school deeply interested in mathematics.

He also went three times to Syracuse in Sicily, and each visit went badly. On the first, around 385 BC, the tyrant Dionysius I turned against him. In 366 BC he returned to tutor the young Dionysius II at the request of his friend Dion, but Dionysius drove Dion out. On a third visit, in 361–360 BC, Plato was kept in Syracuse against his will until Archytas intervened. For a philosopher who imagined rulers trained in philosophy, Syracuse was a hard lesson in how real rulers behave.

A Herculaneum papyrus deciphered in 2024 suggests that Plato was once sold into slavery on the island of Aegina, but this rests on a single, uncertain source.

The Academy

Around 383 BC, near a grove sacred to the hero Hecademus outside Athens, Plato founded the school that gave every later "academy" its name. He spent most of the following years there and wrote most of his dialogues in that period. In 367 BC a new student arrived who would become as famous as his teacher: Aristotle.

When Plato died, he was buried in his garden at the Academy, and his nephew Speusippus took over as its head.

Why he wrote dialogues, not treatises

Plato is credited with developing the philosophical dialogue as a literary form. He never speaks in his own voice. Instead, his characters argue, and in almost every dialogue Socrates leads the conversation with his method of questioning; the Laws is the one work in which he does not appear.

This has a remarkable consequence. Unlike almost all of his contemporaries, Plato's complete works are believed to have survived. Tradition ascribed thirty-five dialogues and thirteen letters to him, though scholars doubt that all of them are genuine.

Inside the cave, step by step

The allegory comes after two other images in the Republic, the Sun and the Divided Line, and Socrates tells it to Glaucon, Plato's own brother.

  1. The prisoners. They have been chained since childhood, facing a wall. Behind them a fire burns, and objects are carried along a walkway in front of it. The prisoners see only shadows of the objects and believe the shadows are everything.
  2. The release. One prisoner is freed. The light hurts his eyes, and at first he wants to turn back to the comfortable shadows.
  3. The climb. He is dragged up into the sunlight and adjusts slowly: first to shadows, then reflections, then real things, and finally the sun itself.
  4. The return. He goes back down to free the others, but his eyes, now used to the light, cannot see well in the dark. The prisoners mock him and would kill anyone who tried to drag them out.

In Plato's scheme, the sun outside the cave corresponds to the Form of the Good, the highest object of knowledge, and the philosopher who reaches it is obliged to return and share in the work of those still below.

The big ideas behind the story

  • The Forms. The world we perceive is always changing; the Forms are unchanging realities grasped by reason, much as a geometric truth stays true whatever drawing you make of it.
  • Learning as recollection. In the Meno, Socrates draws a geometric result out of an untaught slave boy by questioning alone, to support the idea that knowledge is the soul remembering what it already knew.
  • The three-part soul. The Republic divides the soul into appetite, spirit and reason, and matches them to three classes in an ideal city, ruled by philosopher-kings.

The philosopher Alfred North Whitehead later remarked that the safest general description of the European philosophical tradition is that it consists of a series of footnotes to Plato.

Learn with Plato: five English phrases

The cave has given English several everyday expressions, and the rest of Plato's story supplies more.

Phrase What it means Example
to see the light to finally understand something After the third explanation, I finally saw the light.
to take something at face value to accept how something looks without questioning it Don't take every headline at face value.
a platonic friendship a close friendship without romance They've had a platonic friendship for years.
to step out of your comfort zone to try something unfamiliar and a little scary Speaking English at work pushed me out of my comfort zone.
to open someone's eyes to make someone aware of something That trip really opened my eyes.

Try this: Think of one thing you believed as a child that turned out to be a "shadow on the wall". Describe it in three English sentences, using see the light or open my eyes at least once. Learning a language is its own small climb out of the cave: at first the light hurts, and then you start to see.

Learn a language with this figure

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