How Did Liu Bei Go From Selling Sandals to Emperor of Shu Han?

How Did Liu Bei Go From Selling Sandals to Emperor of Shu Han?

Liu Bei (161–223) rose from selling shoes and mats to found Shu Han in 221. The Peach Garden Oath is fiction; his loyal followers were real.

Liu Bei became emperor of Shu Han in 221 after decades as a wandering warlord, a career that began in poverty in northern China and was rescued, again and again, by loyal followers and well-timed alliances. He had no secure territory until he was nearly fifty, yet he ended his life as the founder of one of the Three Kingdoms. The novel Romance of the Three Kingdoms made him the model of a kind, righteous ruler; the historical record shows a more complicated man, admired for his generosity but also known for remarkable luck and frequent changes of side.

A poor boy with a royal claim

Liu Bei was born in 161 in Zhuo County, in present-day Zhuozhou in Hebei province, and his courtesy name was Xuande. The Records of the Three Kingdoms links him to Liu Sheng, a prince of the Han imperial family, which allowed him later to present himself as the legitimate heir of the dynasty.

His actual childhood was far from royal. His father died when he was young, and he and his mother made a living selling shoes and woven straw mats. Chen Shou's history also records a striking appearance: arms that reached past his knees and ears so large he could see them himself. According to another early chronicle, rivals such as Lü Bu and Cao Cao mocked him as "Big Ears."

As a young man he liked horses, dogs and the company of local tough guys, and he was remembered as charismatic, calm and pleasant to deal with. Around 175 he studied under the scholar Lu Zhi, alongside the future warlord Gongsun Zan.

The Peach Garden: a fictional oath

In 184 the Yellow Turban Rebellion broke out, and Liu Bei joined the fight against it together with Guan Yu, Zhang Fei and Jian Yong. The novel opens this partnership with its most famous scene: the three heroes swearing brotherhood in a peach garden, vowing to die on the same day. That oath is a fictional story created for the Romance. What is historical is the loyalty: Guan Yu and Zhang Fei followed Liu Bei through decades of defeats.

The novel itself is a 14th-century work traditionally credited to Luo Guanzhong, and it deliberately makes Liu Bei's Shu Han the moral centre of the story.

Twenty years of wandering

For most of his career Liu Bei was a guest in other people's territory. In 194 he took over Xu Province after the death of its governor, Tao Qian. He then lost it to Lü Bu, took refuge with Cao Cao and helped him defeat Lü Bu at Xiapi in 198. Cao Cao grew suspicious of him, and in 200 Liu Bei fled after a plot against Cao Cao was exposed, moving on to serve Yuan Shao and then Liu Biao in Jing Province.

Under Liu Biao he spent about seven years without a real power base. A later anecdote says that at a banquet he noticed the fat that had grown on his thighs, wept that he no longer spent his days in the saddle, and so gave Chinese the idiom about regret for wasted time.

The turning point: Zhuge Liang and Red Cliffs

It was in Jing Province that Liu Bei recruited the young scholar Zhuge Liang after visiting him three times, and Zhuge Liang presented him with the Longzhong Plan for a three-way division of China.

In 208, after Liu Biao died and Cao Cao invaded, Liu Bei retreated south and was defeated at Changban, fleeing with only a few dozen riders and leaving his family behind. He then allied with Sun Quan, and together they won the Battle of Red Cliffs. Afterwards Liu Bei took over Jing Province and married Sun Quan's sister.

King of Hanzhong, Emperor of Shu Han

Liu Bei's real breakthrough came in the west. Invited into Yi Province by its governor Liu Zhang, he turned on his host and controlled the province by 214. In 219 he conquered Hanzhong and declared himself King of Hanzhong, and in 221 he proclaimed himself emperor of Shu Han. The way he took Yi Province fits the modern description of his rule as "Confucian in appearance but Legalist in substance."

Revenge and disaster at Xiaoting

In 219 Sun Quan's forces seized Jing Province and executed Guan Yu. In 221 Liu Bei led an army against Wu to avenge him and recover the lost territory; Zhang Fei was murdered by his own subordinates as the campaign began. The Wu commander Lu Xun waited, refused battle, and then counterattacked with fire, burning dozens of Shu camps. Liu Bei barely escaped to Baidicheng.

The famous deathbed

Liu Bei died of illness at Baidicheng on 10 June 223, naming Zhuge Liang and Li Yan as regents for his son Liu Shan. His words to Zhuge Liang became legendary: Zhuge Liang had ten times the talent of Cao Pi, and if the heir proved worth helping he should help him, and if not he could decide for himself. In his last edict he told his son: "If an evil is minor, resist it nonetheless. If a good deed is trifling, perform it all the same."

Hero, or just lucky?

Chen Shou praised Liu Bei's generosity, determination and tolerance, compared him to the founder of the Han dynasty, and admired how fully he trusted Zhuge Liang, while judging him less capable than Cao Cao. The modern historian Rafe de Crespigny is cooler, calling him "over-rated" and his career one of remarkable good fortune. Both can be true: Liu Bei's greatest talent may have been making extraordinary people want to follow him.

Learn with Liu Bei: English phrases

Phrase Meaning Example
from rags to riches from poverty to wealth or power Liu Bei's life was a rags-to-riches story.
to land on your feet to recover after trouble He always landed on his feet.
a loyal following supporters who stay with you His loyal following never left him.
to bite the hand that feeds you to turn against a helper Taking Yi Province meant biting the hand that fed him.
don't sweat the small stuff don't worry about minor things Liu Bei said the opposite: small deeds matter.

Try this: Write three English sentences about Liu Bei using "from rags to riches," "land on your feet" and "a loyal following."

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